Verification of De-Identification Techniques for Personal Information Using Tree-Based Methods with Shapley Values

Abstract

With the development of big data and cloud computing technologies, the importance of pseudonym information has grown. However, the tools for verifying whether the de-identification methodology is correctly applied to ensure data confidentiality and usability are insufficient. This paper proposes a verification of de-identification techniques for personal healthcare information by considering data confidentiality and usability. Data are generated and preprocessed by considering the actual statistical data, personal information datasets, and de-identification datasets based on medical data to represent the de-identification technique as a numeric dataset. Five tree-based regression models (i.e., decision tree, random forest, gradient boosting machine, extreme gradient boosting, and light gradient boosting machine) are constructed using the de-identification dataset to effectively discover nonlinear relationships between dependent and independent variables in numerical datasets. Then, the most effective model is selected from personal information data in which pseudonym processing is essential for data utilization. The Shapley additive explanation, an explainable artificial intelligence technique, is applied to the most effective model to establish pseudonym processing policies and machine learning to present a machine-learning process that selects an appropriate de-identification methodology. © 2022 by the authors. Licensee MDPI, Basel, Switzerland.